On January 13, 2025, the U.S. Securities and Exchange Commission (the “SEC”) announced settled charges against twelve firms for recordkeeping ...

Two Wall Street titans are shelling out a combined $60 million to the U.S. Securities and Exchange Commission for allegedly ...

January 13, 2025, 3:37 PM ESTBanking & Financial Services December 27, 2024, 7:53 AM ESTHealth Care December 12, 2024, 8:10 AM ESTHealth Care December 11, 2024, 2:56 PM ESTManufacturing November ...

Commissioner Mark Uyeda will take over running the U.S. Securities and Exchange Commission as the agency awaits the Senate ...

The US Securities and Exchange Commission sues Elon Musk saying he failed to disclose Twitter ownership in a timely manner.

Regulatory authorities continue to advance initiatives to improve the efficiency and sophistication of global securities ...

The SEC's first closed meeting under Acting Chair Mark Uyeda may influence the ongoing Ripple lawsuit, with experts ...

BlackRock CEP Larry Fink advocates for tokenization of bonds and stocks, citing efficiency, transparency, accountability and ...

According to a December 10 tweet from Fox Business reporter Eleanor Terrett, the U.S. Securities and Exchange Commission (SEC) commissioner Hester Pierce shared suggestions about how the new ...

The ETFs aim to track 200% of their reference assets' daily performance through swaps, call options, and direct investments.

The Securities and Exchange Commission (the “SEC”) recently adopted Rule 13f-2 and Form SHO under the Securities Exchange Act ...

October 31, 2024, 4:48 PM ESTCommercial Real Estate October 25, 2024, 2:34 PM ESTManufacturing October 21, 2024, 10:59 AM ESTManufacturing October 21, 2024, 11:02 AM ESTManufacturing October 22 ...